Reference
SRCM
Type
Permanent
Location
Brentford
Salary
£45,000 to £55,000 per annum
Category
Operations
Sector
Financial Services

About the Role:

Northreach have partnered exclusively with an industry leading retail FX provider in their search for an experienced, commercially minded, intuitive Risk & Compliance Manager to assist the compliance function across Risk Frameworks, Compliance Governance reporting, Regulatory reporting & guidance, systems & Controls. This role is quite the ‘generalist’ and someone looking for a broad role with exposure to multiple areas of compliance would be ideal.

An organisation with a real family feel, this is a great opportunity for someone looking to move into a long term role in a friendly, down to earth team and get great exposure in Compliance and Risk across the business – so if this sounds like you get in touch!

The Main Responsibilities:

  • Monitor, interpret and implement regulations and legislations e.g. FCA Bulletins/handbook updates
  • Take lead on preparation for external and internal audits
  • Provide advice and guidance to new business development & product development projects from a Risk & Compliance standpoint, while remaining commercial astute
  • Ensure FCA required training, policies and procedures are in place
  • Support the MLRO / Head of Risk & Compliance
  • Support compliance officers ensuring best practice, enhancing and creating a strong compliance culture throughout the business
  • Oversee and ensure adherence to all aspects of the Money Laundering policies and processes

The Main Experience & Skill-set:

  • Proven experience within a Senior compliance and risk function
  • Previous experience within Financial services, ideally with FX experience
  • Ideally experience dealing with cards
  • Excellent report writing skills
  • Generalist compliance background across audit, advisory & Financial Crime
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