Reference
2204
Type
Permanent
Location
London
Category
Compliance

Personal Profile

“I have a formal ICA qualification. I have over 5 years of experience working in the KYC/CDD sector. I have experience working as an Assistant Relationship Manager back in New Zealand so have had exposure to the credit risk side of the business. I have also worked as a Dealers Assistant (Trade support) for ASB Global Markets…so, I have thick skin. I am a mother and don’t take myself too seriously but know when it’s time to keep my head down and get things done! I Strive for continued excellence and consider myself a very positive and friendly, approachable attitude. 

 

Key Skills:

  • Ability to act off own initiative and to work under pressure
  • Exceptional relationship building capability with a customer-first attitude
  • Excellent analytical and problem-solving skills
  • Effective communicator with all stake holders at various levels
  • Fluent in Hindi

Career History

Business Account Opening Specialist (Part-Time) 

Digital Bank                                                                                                      April 2019 – October 2019 

 

AML Analyst (3 Month temporary contract)

Property Management Company                                                              December 2018 – February 2019

 

AML Compliance Supervisor 

Property Management Company                                                              July 2016 – July 2018

  • To identify any potential AML risks and report the findings to the Head of Compliance where necessary.
  • Provide support on legislative and regulatory provisions related to Anti-Money Laundering (AML) and Counter Terrorist Financing (CTF) to the relevant operational areas
  • Perform EDD checks and PEP/Sanction screening on new/existing clients
  • Carrying out CDD and EDD checks involving complex structures such as foundations, trusts and funds
  • Conducting reviews of new prospects and existing clients, assessing the risk profile and KYC documentation, resolving any issues found by liaising with the Head of Compliance where necessary.
  • Training, mentoring and conducting probationary period reviews for junior analysts within the team.
  • To assist the business as and when required on financial crime related queries, by providing advice and guidance, outlining options and recommending solutions as appropriate.
  • Reviewing and updating department procedures in line with The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 and JMLSG.
  • Drive system and process improvements.
  • Assist in the design and provision of training related to AML/CTF as required

 

KYC Onboarding Analyst

Workspace provider                                                                                           May 2016 – July 2016

  • Maintain accurate and complete KYC/AML due diligence records on new and existing counterparties and ensuring that relevant databases are updated to reflect completion of review and additional relevant details.
  • Conduct periodic KYC/AML testing, monitoring and surveillance
  • Develop and deliver effective AML /KYC training to staff and businesses

 

Compliance Monitoring Officer

Business Banking Company                                                                         August 2015 – March 2016

  • Conduct Compliance monitoring reviews in line with relevant FCA Conduct of business sourcebook (COBS) and best practice
  • Submit monthly CMAR requests through FCA’S GABRIEL system
  • Produce compliance monitoring reports and discuss results and recommendations with the business
  • Payments monitoring and assist other teams in Compliance in the creation of projects and processes
  • Involvement with compiling, reviewing and maintaining internal policies and procedures to a high standard
  • Present surveillance findings in team meetings and/or in meetings with other compliance partners
  • Support the MLRO to perform general compliance tasks such as KYC and PEP checks
  • Display time management skills to ensure all assignments are completed in a timely manner

 

KYC Remediation Analyst  

Banking/Financial Services Provider (3 Month Remediation Contract)    April 2015 – July 2015

 

  • Conducting due diligence on existing clients to meet KYC/AML Regulations and meet the new AML Transformation requirements
  • Ensuring accurate static data set up on internal systems; maintain client and portfolio reference data
  • Maintaining an up-to-date knowledge of KYC/AML regulations and know your customer rules
  • Delivering an exceptional client experience
  • Providing timely and accurate query investigation and resolution
  • Working within a team of 5 across all business units and product lines

 

IT Systems: 

  • BVD, Compliance Catalyst
  • SAP Banking Services & ERP
  • Calypso
  • SharePoint
  • TM1
  • Experian, Dow Jones Risk & Compliance, World Check, Bankers Almanac, Accquity, Lexis Nexis, Bankscope, Amadeus
  • Computer literate in Microsoft Word, Excel, PowerPoint and Outlook

 

Qualifications:

 

2016 – Level 3 CPD Certificate of Distinction in Anti Money Laundering

 

2019 – ICA Certificate in Anti Money Laundering with Merit

Want to Hire